Popular on Amzeal
- Elixia Announces New Hire Sam Searcy as Chief Commercial Officer
- New "Perfect Home Finder" Real Estate Program Huge Hit With Central OH Home Buyers!
- Accendo's Talent Intelligence Platform Secures Pre-Series A Funding from The Hive SEA and OSK Ventures
- Phoreus Biotech launches BAPtofect®-25 peptide transfection reagent
- iGUIDE Announces Latest Partnership with AMS Workplace Technology
- Guaranteed Full Price Home Sale in Phoenix West Valley! Sell Your House For Top Dollar Without The Hassle of Listing or Showings!
- Buying Buddy Launches Duda Real Estate Plugin
- Luxury Presence Announces New Chief Customer Officer
- The Official Drink Of Juneteenth Atlanta 2023
- InsurTech Hartford Reveals Honorees of Inaugural Industry Influencer Awards Held at InsurTech Hartford Symposium May 2nd
Similar on Amzeal
- Sherry Orel Joins STS Capital Partners
- Genie Script: 20 Word Script by Wesley Virgin
- Orbex Introduces Double Profits for New Traders
- Quotehunt.co.uk: Revolutionising the UK B2B Market with Comprehensive Comparison Services for Small Businesses
- Kobie Voted a Top Workplace USA
- Doug Brownridge Joins STS Capital Partners
- The In-N-Out Burger Financial Planning Story
- Cash Depot Appoints Tony Gaines as Chief Revenue Officer and Brand Ambassador
- The Tokyo Rebels Announces the Release of Their Groundbreaking Whitepaper
- February 2023 Financial Market Review
AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365
Amzeal News/10518196
AdvisorVault's expertise in 17a-4 data archiving has joined forces with Compliant Workspace's consolidated 365 Service® to provide FINRA firms with a fully compliant and secure solution for migrating onto Microsoft 365.
SAINT PETERSBURG, Fla. - Amzeal -- AdvisorVault, the experts in 17a-4 data archiving, partner with Compliant Workspace to help FINRA firms get on Microsoft 365.
Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They also need to meet FINRA's cybersecurity requirements. Compliant Workspace is a perfect fit for them with its fully secured, fully protected solution out-of-the-box - AdvisorVault is happy to partner with them.
Microsoft 365 makes sense for FINRA firms, especially for smaller firms since it is a complete platform that gives employees everything needed to do their jobs. While it is a remarkable piece of technology, by default Microsoft's Cloud is not 17a-4 compliant and they won't be able to provide the FINRA letters that your firm will need. So a special kind of D3P cloud provider is required; one that understands the unique compliance demands of firms such as broker-dealers.
More on Amzeal News
"We designed Compliant Workspace specifically for companies needing a higher level of security and protection in the cloud; our Consolidated 365 Service has built-in features making FINRA firms immediately 17a-4 compliant when they migrate their office to Microsoft 365 with us. We are excited to partner with AdvisorVault," says Patrick Lonz, President of Compliant Workspace.
About Compliant Workspace
Compliant Workspace is a leading Microsoft 365 provider giving firms a streamlined option to get onto the Microsoft Cloud. Their unique Consolidated 365 Service® includes everything they need to be compliant, right from the get-go.
About AdvisorVault
AdvisorVault is the only FINRA D3P giving small firms everything they need to meet rule 17a-4. Our turn-key solution archives, retains, and provides supervision of electronic records stored in-house or in the cloud.
To learn how to get your firm on Microsoft 365 while remaining fully 17a-4 compliant: Contact Us Now
Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They also need to meet FINRA's cybersecurity requirements. Compliant Workspace is a perfect fit for them with its fully secured, fully protected solution out-of-the-box - AdvisorVault is happy to partner with them.
Microsoft 365 makes sense for FINRA firms, especially for smaller firms since it is a complete platform that gives employees everything needed to do their jobs. While it is a remarkable piece of technology, by default Microsoft's Cloud is not 17a-4 compliant and they won't be able to provide the FINRA letters that your firm will need. So a special kind of D3P cloud provider is required; one that understands the unique compliance demands of firms such as broker-dealers.
More on Amzeal News
- Arbutus Medical Launches TrakPak® with QuikBow™ to Improve Skeletal Traction, Announces Successful Cases
- Jivaso Launches Peer-to-Peer (P2P) Business Platform for Small Businesses in March 2023
- Waterleaf International, LLC Announces Hiring of Chief Sales Officer
- EVERWILD Returns To Legend Valley With Lineup Featuring Pepper, Bone Thugs-N-Harmony, and host band Tropidelic
- SystemSeed Shortlisted for 2023 Global Business Tech Awards in Tech For Good Category for Project with War Child and George Washington University
"We designed Compliant Workspace specifically for companies needing a higher level of security and protection in the cloud; our Consolidated 365 Service has built-in features making FINRA firms immediately 17a-4 compliant when they migrate their office to Microsoft 365 with us. We are excited to partner with AdvisorVault," says Patrick Lonz, President of Compliant Workspace.
About Compliant Workspace
Compliant Workspace is a leading Microsoft 365 provider giving firms a streamlined option to get onto the Microsoft Cloud. Their unique Consolidated 365 Service® includes everything they need to be compliant, right from the get-go.
About AdvisorVault
AdvisorVault is the only FINRA D3P giving small firms everything they need to meet rule 17a-4. Our turn-key solution archives, retains, and provides supervision of electronic records stored in-house or in the cloud.
To learn how to get your firm on Microsoft 365 while remaining fully 17a-4 compliant: Contact Us Now
Media Contact
Allan Lonz - CEO
direct: 416-985-0310
Toll free: 1-866-732-1407 ex 1
alonz@advisorvault.org
Allan Lonz - CEO
direct: 416-985-0310
Toll free: 1-866-732-1407 ex 1
alonz@advisorvault.org
Source: Advisorvault
Filed Under: Financial
0 Comments
Latest on Amzeal News
- World Class Hospitals Join DNA Damage Response Consortium to Bring Forward New Treatments for Adults and Children with Brain Cancer
- Jake Paul Teams Up with The Berman Team, Sponsored by Berman Law Group for charity event supporting Boxing Bullies
- Matt Fogelgren to Join Cleartelligence Executive Team as Chief Revenue Officer
- Keebos Unveils Keebos 2.0: The Ultimate Crossbody Phone Case
- Vertify Launches Major Experience-Driven Product Upgrade
- Propy Inc. Holds Firm on Support of Blockchain and Crypto Communities
- Internet 2.0 Conference Reviews Scams & Cybersecurity Measures
- Leveling the Playing Field: AI-Powered Cybersecurity Solutions for Small Businesses
- AI Delivery Robot, Lucki, to be Integrated with ChatGPT to Enhance Hospitality Industry
- 2023 Broadband and Video Report: 63 % of Rural Americans Bundle Internet and TV
- Protecting and enhancing wildlife populations could be a global warming game changer
- Daugherty Named a 2023 Best Place to Work by the St. Louis Business Journal
- Hai Robotics Wins Innovation Award for Existing Product at Promat 2023
- MedEdge Solutions Announces Integration for its 340B Reporting Platform with Brightree
- Quicklink to demonstrate award-winning remote guest solutions at NAB 2023
- 2023 National Farmworker Awareness Week
- Orbex Introduces Double Profits for New Traders
- Quotehunt.co.uk: Revolutionising the UK B2B Market with Comprehensive Comparison Services for Small Businesses
- Dr. Kelli Ward and Martha Boneta Fain join the advisory board of Legacy PAC , a partner of Veterans for Trump
- 2023 Employee Handbook Templates Now Available