Popular on Amzeal
- Aquia Inc. Selected to Support the U.S. Air Force and DoD's Platform One CNAP Team on its Mission to Modernize Federal Government's Cybersecurity - 149
- Aquia Inc. Announces Support of Platform One's Iron Bank in an Effort to Centralize and Standardize Application Hardening Throughout the DoD - 129
- San Diego Patch Company sets up www.MauiStrong.help site to help raise money for the residents of Maui - 110
- Fake Tech Job Claims, Do Not Always Mean Fake Technology! Say Developers At Uafab Technologies
- UVify at the 2023 Commercial UAV Expo: Leading the Way with World-Dominating Swarm Light Show Technologies and Advanced Autonomous Drone Platforms
- Entrinsik's User Conference, Entrinsicon 2023, Returns to Raleigh!
- Prince Oakleyski Eurasia will release a film for God's sake. The movie title is "Monotheism and Devils", directed by Prince Oak Oakleyski
- Moolwan releases 10 new Home Decor Items to help customers decorate their homes into opulent masterpieces
- Former DEI Officer Poised to Resume Work in Civil Rights Space After Addressing False Allegations
- Trendsetting@Work Launches M-PACT™ Investment Round; CEO Challenges Norms
Similar on Amzeal
- How to Apply Online for a Loan that pays You in 24 hours
- Wave2 Launches New Dynamic Data Integration Features to Elevate Bank and Credit Union Convenience
- August 2023 Financial Market Review
- Mil-Spec Safety & Security Launches New Website
- Trinity Prairie Real Estate Lists Mesmerizing 16.78-Acre Estate in Colleyville, Texas
- Exploring the World of Web3? Lympid Puts Users Front and Center
- Global Life Settlement Exchange: Selling a Life Insurance Policy Might be a Better Option Than Letting it Lapse or Surrendering it
- Material Capital Partners Completes Exit of The Preserve at Sweetwater, Expands BFR Pipeline in the Southeast
- Sparkling Logic Launching Generative AI-Powered Tool for Decision Management
- Unlocking the Power of Strategic Partnerships in Brazil
AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365
Amzeal News/10518196
AdvisorVault's expertise in 17a-4 data archiving has joined forces with Compliant Workspace's consolidated 365 Service® to provide FINRA firms with a fully compliant and secure solution for migrating onto Microsoft 365.
SAINT PETERSBURG, Fla. - Amzeal -- AdvisorVault, the experts in 17a-4 data archiving, partner with Compliant Workspace to help FINRA firms get on Microsoft 365.
Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They also need to meet FINRA's cybersecurity requirements. Compliant Workspace is a perfect fit for them with its fully secured, fully protected solution out-of-the-box - AdvisorVault is happy to partner with them.
Microsoft 365 makes sense for FINRA firms, especially for smaller firms since it is a complete platform that gives employees everything needed to do their jobs. While it is a remarkable piece of technology, by default Microsoft's Cloud is not 17a-4 compliant and they won't be able to provide the FINRA letters that your firm will need. So a special kind of D3P cloud provider is required; one that understands the unique compliance demands of firms such as broker-dealers.
More on Amzeal News
"We designed Compliant Workspace specifically for companies needing a higher level of security and protection in the cloud; our Consolidated 365 Service has built-in features making FINRA firms immediately 17a-4 compliant when they migrate their office to Microsoft 365 with us. We are excited to partner with AdvisorVault," says Patrick Lonz, President of Compliant Workspace.
About Compliant Workspace
Compliant Workspace is a leading Microsoft 365 provider giving firms a streamlined option to get onto the Microsoft Cloud. Their unique Consolidated 365 Service® includes everything they need to be compliant, right from the get-go.
About AdvisorVault
AdvisorVault is the only FINRA D3P giving small firms everything they need to meet rule 17a-4. Our turn-key solution archives, retains, and provides supervision of electronic records stored in-house or in the cloud.
To learn how to get your firm on Microsoft 365 while remaining fully 17a-4 compliant: Contact Us Now
Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They also need to meet FINRA's cybersecurity requirements. Compliant Workspace is a perfect fit for them with its fully secured, fully protected solution out-of-the-box - AdvisorVault is happy to partner with them.
Microsoft 365 makes sense for FINRA firms, especially for smaller firms since it is a complete platform that gives employees everything needed to do their jobs. While it is a remarkable piece of technology, by default Microsoft's Cloud is not 17a-4 compliant and they won't be able to provide the FINRA letters that your firm will need. So a special kind of D3P cloud provider is required; one that understands the unique compliance demands of firms such as broker-dealers.
More on Amzeal News
- USA Marketing Pros Launches Limited-Time Discount on One-Page Websites
- Chief Gene Saunders Founder of Project Lifesaver International Selected to Appear on Spotlight Television
- The Luxe Team at Dale Sorensen Real Estate Brevard Presents 100 Ocean Condominium in Melbourne, Florida
- mpathic Achieves SOC 2 Type II Certification, Demonstrating Commitment to Data Security & Compliance
- Generative AI To Spur Growth of Quantum Computing
"We designed Compliant Workspace specifically for companies needing a higher level of security and protection in the cloud; our Consolidated 365 Service has built-in features making FINRA firms immediately 17a-4 compliant when they migrate their office to Microsoft 365 with us. We are excited to partner with AdvisorVault," says Patrick Lonz, President of Compliant Workspace.
About Compliant Workspace
Compliant Workspace is a leading Microsoft 365 provider giving firms a streamlined option to get onto the Microsoft Cloud. Their unique Consolidated 365 Service® includes everything they need to be compliant, right from the get-go.
About AdvisorVault
AdvisorVault is the only FINRA D3P giving small firms everything they need to meet rule 17a-4. Our turn-key solution archives, retains, and provides supervision of electronic records stored in-house or in the cloud.
To learn how to get your firm on Microsoft 365 while remaining fully 17a-4 compliant: Contact Us Now
Media Contact
Allan Lonz - CEO
direct: 416-985-0310
Toll free: 1-866-732-1407 ex 1
alonz@advisorvault.org
Allan Lonz - CEO
direct: 416-985-0310
Toll free: 1-866-732-1407 ex 1
alonz@advisorvault.org
Source: Advisorvault
Filed Under: Investment, Financial
0 Comments
Latest on Amzeal News
- Introducing Stack & Sprout: The Revolutionary Vertical Plant Growing System for Urban Gardeners
- Higi Selects ThoroughCare to Assist in Managing Chronically Ill Patients
- Introducing the State-of-the-Art National Security Operations Center: Enhancing Safety and Vigilance Nationwide
- Advantage Partners with ClickDimensions to Launch PowerPack, Transforming Sales and Marketing for SMEs
- Doral Chamber of Commerce Proudly Welcomes Back Barlop Business Systems as a Trustee Member
- August 2023 Financial Market Review
- Lane Music Partners with Nashville International Chopin Piano Competition
- New Study Finds Wide Disparities in Bicycle Safety Across U.S. Cities
- Wellsboro, Pennsylvania Named Ninth Best Fall Town in the U.S. for Foliage
- Actionstep Acquires North American Legal Accounting Platform Soluno
- RelyMD Bolsters its Telehealth Platform with Mental Health Services via CuraLinc Partnership
- Multiply Unveils Comprehensive White Paper on ChatGPT & Generative AI in Personal Finance
- Calvetta Phair, Founder of new recruitment application – ReferAll, Announce Acceptance into Google for Startups, Black Founder Exchange Program
- Handle Chatbot Elevates Customer Interaction with the Introduction of Generative AI Capabilities
- Live Good Inc. Celebrates Diversity and Unity: A Beacon of Progress in the Spirit of Crissy Field, Angel Island and the Buffalo Soldiers
- AMERICAST Provides PreCast Pads to Charge Stations
- Woman-Owned Technology Studio in Austin Celebrates Milestone With Initiative to Empower Girls
- Sheila Stubbs Taylor of Detroit music royalty is "Chasing" on new single
- Sidow Sobrino Announces 12th Album, "Seminal"
- Heartland Soccer Association and VidSport Launch Groundbreaking Live Streaming Service at Garmin Olathe Soccer Complex